CORPORATE ACTION
AGENCY SERVICES

Escrow Agent: Act as cash and share escrow agent in connection with IPOs, M&A transactions, capital raising, litigation, bankruptcy and insolvency, and construction and project financing.

Paying Agent: Act as paying agent in connection with IPOs, M&A transactions, consent solicitations, solicitation fee claims, and other events.

Depositary: Act as depositary for friendly and contested M&A transactions involving exchange of shares for cash and/or shares.

Asset Recovery Program Agent: Assist unexchanged shareholders to recover M&A entitlements and help you reduce administrative costs, clean up shareholder records, avoid compliance issues, and create shareholder goodwill, all at no cost to you.

Odd Lot Program Agent: Assist small shareholders to sell unwanted odd-lots and help you reduce administrative costs, clean up shareholder records, and create shareholder goodwill.